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SustainedNational Interest Waiver · Appeal

Physician and researcher

Clinical & health · decided 2020-12-22 · NSC · DEC222020_04B5203

Official PDF on uscis.gov

How each part of the test was decided

Read from the appeals office's own sentences by fixed rules, not from the Director's findings or the petitioner's arguments. Each result shows the sentence it came from. The official PDF controls.

  • Step 0Eligible for EB-2Not decided

    No finding on this in the appeals office's own words.

  • Prong 1Merit and national importanceNot decided

    No finding on this in the appeals office's own words.

  • Prong 2Well positioned to advance itMet
    Why
    Accordingly, the record demonstrates that the Petitioner satisfies the second prong of the Dhanasar framework. p. 5
  • Prong 3Worth waiving the job offerNot decided

    No finding on this in the appeals office's own words.

The decision in brief

Sentences picked out of the text automatically. Read them in context below; the official PDF controls.

Summary sentence

For the reasons discussed below, we conclude that the Petitioner has established eligibility for a national interest waiver under the Dhanasar framework. See in text

What the AAO decided

Main reasons given

  • Accordingly, without sufficient documentary evidence of its broader impact, the Petitioner's clinical work as an orthopedic surgeon does not meet the "national importance" element of the first prong of the Dhanasar framework. See in text
  • Accordingly, the record demonstrates that the Petitioner satisfies the second prong of the Dhanasar framework. See in text
  • BasedonthePetitioner'strackrecordofsuccessfulresearchand the significance of his proposed work to advance U.S. healthcare interests, we conclude that he offers contributions of such value that, on balance, they would benefit the United States even assuming that other qualified U.S. workers are available. See in text
Show 3 more
  • We conclude that he has established he is eligible for and otherwise merits a national interest waiver as a matter of discretion. See in text
  • As the Petitioner has demonstrated both the substantial merit and national See Dhanasar, 26 l&N Dec. at 888-91, for elaboration on these three prongs. importance ofhis proposed arthroplasty research, the record supports the Director's determination that B. See in text
  • In his appeal brief, the Petitioner emphasizes that he plans to he meets the first prong ofthe Dhanasar framework. continue to conduct research in his field, which does not require a medical license. See in text
Read the full decision (6 pages)

Objections found (2)

Automated tags. Each shows the sentence that triggered it.

  • While these endeavors have substantial merit, the record does not establish that his clinical work stands to impact the orthopedic surgery field or the U.S. healthcare industry more broadly, as opposed to being limited to the patients he serves. See in text (p. 4)
  • Because we have already determined that to the extent that his proposed endeavor does involve patient care, these activities do not have a broader impact and so are not of national importance, we need not determine whether the Petitioner has established that he is well positioned to advance his clinical activities. See in text (p. 4)

Full decision

OCR text from the official PDF, reformatted for reading. Scan errors carry over; the PDF controls.

Highlighted: Outcome (2) AAO finding (6) Tagged objection (2)Matter of X citation
Decision header
U.S. Citizenship and Immigration Services · In Re: 8610928 · Appeal of Nebraska Service Center Decision · Non-Precedent Decision of the Administrative Appeals Office · Date: DEC. 22, 2020 · Form 1-140, Immigrant Petition for Alien Worker (Advanced Degree, Exceptional Ability, National Interest Waiver)

The Petitioner, a physician and researcher, seeks second preference immigrant classification as a member of the professions holding an advanced degree, as well as a national interest waiver of the job offer requirement attached to this EB-2 classification. See Immigration and Nationality Act (the Act) section 203(b)(2), 8 U.S.C. § 1153(b)(2).

The Director ofthe Nebraska Service Center denied the petition, concluding that the Petitioner qualified for classification as a member of the professions holding an advanced degree, but that he had not established that a waiver of the required job offer, and thus of the labor certification, would be in the national interest.

On appeal, the Petitioner submits additional documentation and a brief asserting that he is eligible for a national interest waiver under the Dhanasar framework.

In these proceedings, it is the petitioner's burden to establish eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361. Upon de novo review, we will sustain the appeal.

Law

To establish eligibility for a national interest waiver, a petitioner must first demonstrate qualification for the underlying EB-2 visa classification, as either an advanced degree professional or an individual of exceptional ability in the sciences, arts, or business. Because this classification requires that the individual's services be sought by a U.S. employer, a separate showing is required to establish that a waiver of the job offer requirement is in the national interest.

Section 203(b) of the Act sets out this sequential framework:

(2) Aliens who are members of the professions holding advanced degrees or aliens of exceptional ability. - p. 2 (A) In general. - Visas shall be made available ... to qualified immigrants who are members of the professions holding advanced degrees or their equivalent or who because of their exceptional ability in the sciences, arts, or business, will substantially benefit prospectively the national economy, cultural or educational interests, or welfare ofthe United States, and whose services in the sciences, arts, professions, or business are sought by an employer in the United States.

(B) Waiver ofjob offer-

(i) National interest waiver. ... [T]he Attorney General may, when the Attorney General deems it to be in the national interest, waive the requirements of subparagraph (A) that an alien's services in the sciences, arts, professions, or business be sought by an employer in the United States.

While neither the statute nor the pertinent regulations define the term "national interest," we set forth a framework for adjudicating national interest waiver petitions in the precedent decision Matter of Dhanasar, 26 I&N Dec. 884 (AAO 2016). eligibility for EB-2 classification, U.S. Citizenship and Immigration Services (USCIS) may, as matter of discretion , grant a national interest waiver if the petitioner demonstrates: (1) that the foreign national's proposed endeavor has both substantial merit and national importance; (2) that the foreign national is well positioned to advance the proposed endeavor; and (3) that, on balance, it would be beneficial to the United States to waive the requirements of a job offer and thus of a labor certification.

The first prong, substantial merit and national importance, focuses on the specific endeavor that the foreignnationalproposestoundertake. Theendeavor'smeritmaybedemonstratedinarangeofareas such as business, entrepreneurialism, science, technology, culture, health, or education. In determining whether the proposed endeavor has national importance, we consider its potential prospective impact.

The second prong shifts the focus from the proposed endeavor to the foreign national. To determine whether he or she is well positioned to advance the proposed endeavor, we consider factors including, but not limited to: the individual's education, skills, knowledge and record of success in related or similar efforts; a model or plan for future activities; any progress towards achieving the proposed endeavor; and the interest of potential customers, users, investors, or other relevant entities or individuals.

The third prong requires the petitioner to demonstrate that, on balance, it would be beneficial to the United States to waive the requirements of a job offer and thus of a labor certification. In performing this analysis, USCIS may evaluate factors such as: whether, in light of the nature of the foreign national's qualifications or the proposed endeavor, it would be impractical either for the foreign national to secure a job offer or for the petitioner to obtain a labor certification; whether, even assuming See also Poursina v. USC1S. No. 17-16579, 2019 WL 4051593 (Aug. 28, 2019) (finding USCIS' decision to grant or deny a national interest waiver to be discretionary in nature).

Dhanasar states that after a petitioner has established In announcing this new framework. we vacated our prior precedent decision, Matter ofNew York State Department of Transportation. 22 l&N Dec. 215 (Act. Assoc. Comm'r 1998) (NYSDOT). p. 3 that other qualified U.S. workers are available, the United States would still benefit from the foreign national's contributions; and whether the national interest in the foreign national's contributions is sufficiently urgent to warrant forgoing the labor certification process. In each case, the factor(s) considered must, taken together, indicate that on balance, it would be beneficial to the United States The Director found that the Petitoner qualifies as a member of the professions holding an advanced degree. The sole issue to be determined is whether the Petitioner has established that a waiver of the requirement of a job offer, and thus a labor certification, would be in the national interest.

At the time of filing, the Petitioner was an orthopedic surgery resident at thel The record indicates that his duties involved both clinical work and conducting arthroplasty research. He proposes to complete his medical training and pursue a position as an academic surgeon, continuing his research relating to I Iorthopedic surgery. Regarding his future plans, the Petitioner provided documentation showing his acceptance of an orthopedic surgery fellowship at the IInstitute atl !University. For the reasons discussed below, we conclude that the Petitioner has established eligibility for a national interest waiver under the Dhanasar framework.

A. Substantial Merit and National Importance of the Proposed Endeavor

The Petitioner indicated that he intends to contin hi m i 1r r h in to waive the requirements of a job offer and thus of a labor certification.

Analysis

~ l l y , his proposed research is aimed at ....__ _ _ _ _ _ _ _ _ _ .....,..._ _ _ _ _ _ _ _ ...... l___Jarthroplasty (joint replacements)." The record includes a letter from Chair ofthe Department ofOrthopedic Surgery at thel lindicat_in_g_t_h_a_t-th_e_P_e_t-it-io_n_e_rs_' current work is aimed at determining "the minimum required follow-up for studies reporting patient outcomes following hip and knee replacements. [The etitioner's oal is to standardizd I ~ ~for research projects in his field as a way to cut_ _ _ _ _ -costs and maximize the output 'o1 Idata."

In his decision, the Director determined that the Petitioner's proposed endeavor has substantial merit. Based upon the evidence in the record concerning the increasing number orl Isurgeries in the United States and the mortality riskl Iafter surgery, we agree with the Director that the Petitioner'sl Iresearch has substantial merit.

To satisfy the national importance requirement, the Petitioner must demonstrate the "potential prospective impact" of his work. As evidence that the benefit of his proposed work has broader implications in the field ofmedicine, and more specifically orthopedic surgery, he submitted reference letters describing how his research involving arthroplasty stands to affect medical strategies for I ~-In addition, the Petitioner has submitted documentation of his ongoing research and its publication which indicates that the benefit of his proposed work has broader implications, as the results are disseminated to other experts in his field through medical journals and conferences. As the Petitioner has demonstrated both the substantial merit and national See Dhanasar, 26 l&N Dec. at 888-91, for elaboration on these three prongs. p. 4 importance ofhis proposed arthroplasty research, the record supports the Director's determination that B. Well Positioned to Advance the Proposed Endeavor

The second prong shifts the focus from the proposed endeavor to the Petitioner. The record includes his curriculum vitae, academic records, medical certifications and license, published and presented work, awards, peer review activity, and documentation of numerous articles that cited to his research findings. In addition, the Petitioner offered reference letters describing his expertise in orthopedic surgery research and his past record of success in that field.

In his decision, the Director stated that because the Petitioner listed orthopedic surgery resident as his proposed employment on Forms 1-140 and ETA-75OB, and because he acknowledged in his statements that his work includes both arthroplasty research and clinical patient care, the fact that he possessed only a "Training Certificate" medical license at the time of filing renders him insufficiently positioned to advance his proposed endeavor. In his appeal brief, the Petitioner emphasizes that he plans to he meets the first prong ofthe Dhanasar framework. continue to conduct research in his field, which does not require a medical license.

Because we have already determined that to the extent that his proposed endeavor does involve patient care, these activities do not have a broader impact and so are not of national importance, we need not determine whether the Petitioner has established that he is well positioned to advance his clinical activities.No broader implications shown Our analysis under this prong therefore will focus solely on whether he is well positioned to advance his Several expert references identify specific examples of how the Petitioner's arthroplasty research has affected the field. For example, with respect t o D S stem Chief of Joint proposed orthopedic surgery research.

Recoustrnction and Vice President of Strategic Initiatives at I Istated that the Petitioner's work "showed that those on long-term significantly higher 5-year survival rates compared to those who were not I Furthermore, [the Petitioner] was able to detect exactly which group of patients! likely to benefit from this treatment." I Ifurther indicated that the Petitioner's paper on this topic in Journal ofBone and Joint Surgery "has been cited in numerous follow-up studies, textbooks, and lectures on this topic. Furthermore, for this project, [the Petitioner] won theI ICurrent Concepts in Joint Replacement yearly prize for best clinical research." The record includes the Petitioner's Google Scholar profile page indicating that this paper has received 56 citations. The Petitioner also provided hisc=J award certificate from thel I The Petitioner acknowledges that at least a portion of his proposed endeavor will involve the care and treatment of patients. While these endeavors have substantial merit, the record does not establish that his clinical work stands to impact the orthopedic surgery field or the U.S. healthcare industry more broadly, as opposed to being limited to the patients he serves.Benefits limited to an employer or its clients Accordingly, without sufficient documentary evidence of its broader impact, the Petitioner's clinical work as an orthopedic surgeon does not meet the "national importance" element of the first prong of the Dhanasar framework. Similarly, in Dhanasar, we determined that the petitioner's teaching activities did not rise to the level of having national importance because they would not impact his field more broadly. Id. at 893.

The Petitioner's appellate submission includes his September 2019 license to practice medicine in the state of Ohio. 6 We note that the Petitioner's supervisor at the I Isubmitted a letter stating: "Having chosen the career path ofanacademicsurgeon,[thePetitioner]hasmaderesearchamainpartofhiscareer." Inaddition,thePetitioner'sresponse to the Director's request for evidence makes clear that be clairos eJiaibiJity for a national interest waiver based on his "previous and ongoing research activity on behalf ofthel f, ital in had

I Iwere most

.___ _ _ _.I and Current Concepts in Joint Replacement "for contributions to scientific knowledge and patient care." I

In additionJ ~ Director o f Research for Arthroplasty Service a~ I Hospital as part ofl Medical School, explained that 'i Ijoint replacements have always been challenging to diagnose as there is no single test able to reliably detect this complication." She stated that "[b]y measuring! lof patients before and after treatment in addition to following their clinical outcome in the long run, [the Petitionr] was able to shed light on this issue and determine which markers can detect.___ _ _ _ _ _ _ __." asserted that this work "was a particularly important study to support our clinical practice, as there was no previous clinical evidence published on this topic. . . . [T]here is a pressing need for additional strategies to treat and prevent these Iand [the Petitioner's] work has been invaluable in this respect."

Furthermore,! lprofessor ofOrthopedic Surgery atl Iuniversity, asserted that the Petitioner "has made significant scientific contributions" relating tcL_J ofthe hip and knee, and that he "has proved to be a high output clinical researcher in multiple orthopedic specialties, impacting clinical practice." I Ifurther stated that the Petitioner "has already become a recognized researcher in his field with at least 18 publications in peer reviewed journals, 2 book chapters, and numerous posters and oral presentations in national and international conferences." As corroborating documentation regarding the significance of his work, the Petitioner offered citation evidence showing that his articles have been frequently cited by independent researchers. This documentation helps demonstrate that the Petitioner is well positioned to advance his proposed research in the United States.

The Petitioner's experience and expertise in his field, published and presented work, citation evidence, record of success contributing to various clinical research projects, and progress in arthroplasty research position him well to advance his proposed endeavor. Accordingly, the record demonstrates that the Petitioner satisfies the second prong of the Dhanasar framework.

C. Balancing Factors to Determine Waiver's Benefit to the United States

As explained above, the third prong requires the petitioner to demonstrate that, on balance, it would be beneficial to the United States to waive the requirements of a job offer and thus of a labor certification. As a physician and researcher, the Petitioner possesses considerable experience and expertise in research involving orthopedic surge1>i I The record also demonstrates the widespread benefits associated with research progress irl IIn addition, the Petitioner has documented his past successes in advancing arthroplasty research and publishinginfluentialresearchfindings. BasedonthePetitioner'strackrecordofsuccessfulresearchand the significance of his proposed work to advance U.S. healthcare interests, we conclude that he offers contributions of such value that, on balance, they would benefit the United States even assuming that other qualified U.S. workers are available.

Conclusion

The Petitioner has met the requisite three prongs set forth in the Dhanasar analytical framework. We conclude that he has established he is eligible for and otherwise merits a national interest waiver as a matter of discretion.

ORDER: The appeal is sustained.